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Investment Advisor
Investment Advisor
Image 1 A person who making investment recommendations in return for a flat fee or percentage of assets managed, known as a commission.


For mutual fund companies it is the individual who has the day-to-day responsibility of investing and monitoring the cash and securities in the fund's portfolio in accordance with the objectives.

Image 2 The fund's investment objectives are usually reported in the prospectus.


Analyst

CFP

Commission

Prospectus